SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2
(Amendment No. 5)*
UBS AG
(Name of Issuer)
Ordinary shares, par value CHF 0.10 per share
(Title of Class of Securities)
H89231338
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1
CUSIP No. H89231338 | 13G | Page 2 of 7 Pages |
1. | NAMES OF REPORTING PERSONS
GIC Private Limited (Formerly known as Government of Singapore Investment Corporation Pte Ltd) | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Singapore | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
245,699,080 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
245,699,080 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
245,699,080 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.52%* | |||||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO |
* | Based on 3,767,266,773 ordinary shares, par value CHF 0.10 per share (the Ordinary Shares), reported as outstanding as of September 30, 2013 in UBS AGs report on Form 6-K relating to its financial results for the third quarter 2013 and filed with the Securities and Exchange Commission on October 29, 2013. |
CUSIP No. H89231338 | 13G | Page 3 of 7 Pages |
1. | NAMES OF REPORTING PERSONS
Government of Singapore | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Singapore | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
245,699,080 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
245,699,080 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
245,699,080 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.52%* | |||||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO |
* | Based on 3,767,266,773 ordinary shares, par value CHF 0.10 per share (the Ordinary Shares), reported as outstanding as of September 30, 2013 in UBS AGs report on Form 6-K relating to its financial results for the third quarter 2013 and filed with the Securities and Exchange Commission on October 29, 2013. |
CUSIP No. H89231338 | 13G | Page 4 of 7 Pages |
Item 1(a). | Name of Issuer: |
UBS AG
Item 1(b). | Address of Issuers Principal Executive Offices: |
Bahnhofstrasse 45
CH-8001 Zurich, Switzerland
and
Aeschenvorstadt 1,
CH-4051 Basel, Switzerland
Item 2(a). | Name of Person Filing: |
I | GIC Private Limited |
II | Government of Singapore |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
I | 168, Robinson Road |
# 37-01, Capital Tower |
Singapore 068912 |
II | c/o GIC Private Limited. |
168, Robinson Road |
# 37-01, Capital Tower |
Singapore 068912 |
Item 2(c). | Citizenship: |
I & II Singapore
Item 2(d). | Title of Class of Securities: |
Ordinary shares, par value CHF 0.10 per share
Item 2(e). | CUSIP Number: |
H89231338
Item 3. | If this statement is filed pursuant to §§ 240.13d1(b) or 240.13d2(b) or (c), check whether the person filing is a: |
Not applicable.
CUSIP No. H89231338 | 13G | Page 5 of 7 Pages |
Item 4. | Ownership. |
The aggregate number of securities and percentage of the class of securities of the Issuer beneficially owned by each Reporting Person named in Item 2(a), as well as the number of securities as to which such person is deemed to have sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, shared power to dispose or direct the disposition, is set forth in the following table:
Number of Shares | ||||||||||||||||||||
Reporting Person |
Amount Beneficially Owned |
Power to Vote | Power to Dispose | |||||||||||||||||
Sole | Shared(1) | Sole | Shared(1) | |||||||||||||||||
GIC Private Limited |
245,699,080 | 0 | 245,699,080 | 0 | 245,699,080 | |||||||||||||||
Government of Singapore |
245,699,080 | 0 | 245,699,080 | 0 | 245,699,080 | |||||||||||||||
Total (all Reporting Persons)(2) |
245,699,080 | 0 | 245,699,080 | 0 | 245,699,080 |
(1) | The GIC Private Limited (GIC) shares power to vote and power to dispose of 245,699,080 securities beneficially owned by it with the Government of Singapore. |
(2) | The reporting persons disclaim membership in a group. |
Item 5. | Ownership of Five Percent or Less of a Class. |
Not Applicable.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not Applicable.
Item 8. | Identification and Classification of Members of the Group. |
Not Applicable.
CUSIP No. H89231338 | 13G | Page 6 of 7 Pages |
Item 9. | Notice of Dissolution of Group. |
Not Applicable.
Item 10. | Certifications. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Material to be Filed as Exhibits
1. | Power of Attorney by Minister for Finance, Singapore dated March 5, 1998. |
(Incorporated by reference to Exhibit No. 1 to Schedule 13G, dated March 23, 1998 regarding SPDR Trust Series 1).
CUSIP No. H89231338 | 13G | Page 7 of 7 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2014
GIC Private Limited | ||||
By: | /s/ Celine Loh |
/s/ Lim Eng Kok | ||
Celine Loh | Lim Eng Kok | |||
Senior Vice President | Senior Vice President | |||
Government of Singapore by GIC Private Limited., its attorney-in-fact | ||||
By: | /s/ Celine Loh |
/s/ Lim Eng Kok | ||
Celine Loh | Lim Eng Kok | |||
Senior Vice President | Senior Vice President |